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Free Exam: NIGO Oct 2008

Number of Questions in Test: 10
Number of Questions in Preview: 5
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Question 1
Withholding tax would not be deducted on the following accounts
Type: Multiple choice
Points: 1
Randomize answers: Yes
Question 2
If documentation is not received in good order to settle a wire order redemption, the wire order will be cancelled on T + 11. This information can be found
Type: Multiple choice
Points: 1
Randomize answers: Yes
Question 3
When a client account holding Series M version of the distinction portfolio falls under $15000.00 what happens
Type: Multiple choice
Points: 1
Randomize answers: Yes
Question 4
What is the minimum amount that can be invested in an IA Clarington Target Click Fund
Type: Multiple choice
Points: 1
Randomize answers: Yes
Question 5
How are distributions on IA Clarington Target Click Funds paid
Type: Multiple choice
Points: 1
Randomize answers: Yes
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