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Free Exam: NIGO Oct 2008

Number of Questions in Test: 10
Number of Questions in Preview: 5
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Question 1

Withholding tax would not be deducted on the following accounts

Type: Multiple choice
Points: 1
Randomize answers: Yes

Question 2

If documentation is not received in good order to settle a wire order redemption, the wire order will be cancelled on T + 11. This information can be found

Type: Multiple choice
Points: 1
Randomize answers: Yes

Question 3

When a client account holding Series M version of the distinction portfolio falls under $15000.00 what happens

Type: Multiple choice
Points: 1
Randomize answers: Yes

Question 4

What is the minimum amount that can be invested in an IA Clarington Target Click Fund

Type: Multiple choice
Points: 1
Randomize answers: Yes

Question 5

How are distributions on IA Clarington Target Click Funds paid

Type: Multiple choice
Points: 1
Randomize answers: Yes

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